Putin Relies on a U.S.Promised Never Made As An Excuse to Create Chaos

  
James Baker III Secretary of State under Bush Sr. has said that in the end, he did not
rule out NATO expansion into Eastern Europe in a treaty signed after the fall of the Berlin Wall.Credit...Michael Temchine for The New York Times 


The current confrontation turns partly on what, if any, commitments Secretary of State James A. Baker III made about NATO’s expansion in the waning days of the Cold War. James A. Baker III has said that in the end, he did not rule out NATO expansion into Eastern Europe in a treaty signed after the fall of the Berlin Wall. 

 WASHINGTON — When officials from Russia and the United States sit down in Geneva on Monday for high-profile discussions with another war in Europe on the line, hovering over the talks will be an American diplomat who will not even be in the room. 

Nearly 30 years after James A. Baker III stepped down as secretary of state, the current confrontation over Ukraine turns in part on a long-running argument about what, if any, commitments he made to Moscow in the waning days of the Cold War and whether the United States fulfilled them. 

President Vladimir V. Putin and other Russian officials have asserted that Mr. Baker ruled out NATO expansion into Eastern Europe when he served as President George H.W. Bush’s top diplomat. The West’s failure to live up to that agreement, in this argument, is the real cause of the crisis now gripping Europe as Mr. Putin demands that NATO forswear membership for Ukraine as the price of calling off a potential invasion. 

But the record suggests this is a selective account of what really happened, used to justify Russian aggression for years. While there was indeed discussion between Mr. Baker and the Soviet leader Mikhail S. Gorbachev in the months after the fall of the Berlin Wall about limiting NATO jurisdiction if East and West Germany were reunited, no such provision was included in the final treaty signed by the Americans, Europeans and Russians. 

“The bottom line is, that’s a ridiculous argument,” Mr. Baker said in an interview in 2014, a few months after Russia seized Crimea and intervened in eastern Ukraine. “It is true that in the initial stages of negotiations I said ‘what if’ and then Gorbachev himself supported a solution that extended the border that included the German Democratic Republic,” or East Germany, within NATO. Since the Russians signed that treaty, he asked, how can they rely “on something I said a month or so before? It just doesn’t make sense.” 

In fact, while Mr. Putin accuses the United States of breaking an agreement it never made, Russia has violated an agreement it actually did make with regard to Ukraine. In 1994, after the Soviet Union broke apart, Russia signed an accord along with the United States and Britain called the Budapest Memorandum, in which the newly independent Ukraine gave up 1,900 nuclear warheads in exchange for a commitment from Moscow “to respect the independence and sovereignty and the existing borders of Ukraine” and “to refrain from the threat or use of force” against the country. 

Russia trampled Ukrainian sovereignty when it annexed Crimea and sponsored proxy forces to wage war against the Kyiv government in eastern Ukraine. And it is once again threatening the use of force by assembling 100,000 Russian troops along its border to extract guarantees that Ukraine will never be allowed to join NATO. 

 



Mr. Baker served as President George H.W. Bush’s top diplomat during the
Cold War.Credit...Diana Walker/Getty Images


 

The dispute traces back to the final years of the Cold War, when East and West were negotiating the framework of what Mr. Bush would call the new world order. The fall of the Berlin Wall on Nov. 9, 1989, led to negotiations over unifying the two Germanys formed after World War II.  

The Bush administration was determined to anchor a combined Germany within NATO, but Western officials sought to assuage the Soviets’ concerns about their security. On Jan. 31, 1990, Hans-Dietrich Genscher, the West German foreign minister, said in a speech that there would not be “an expansion of NATO territory to the east, in other words, closer to the borders of the Soviet Union.” 

He was talking about whether NATO troops would be stationed in territory then constituting East Germany, not whether other countries would eventually be considered for membership in the alliance. Nonetheless, Mr. Baker picked up on Mr. Genscher’s formulation during a Feb. 9 visit to Moscow. 

Understand Russia’s Relationship With the West

The tension between the regions is growing and Russian President Vladimir Putin is increasingly willing to take geopolitical risks and assert his demands.

Competing for Influence: The threat of confrontation is growing in a stretch of Europe from the Baltic Sea to the Black Sea.

Threat of Invasion: As the Russian military builds its presence near Ukraine, the United States is cautiously moving to support Kyiv.

Energy Politics: An explosion in gas prices in Europe has led to accusations that the Kremlin is restricting gas supplies for political purposes.

Migrant Crisis: As people gathered on the eastern border of the European Union, Russia's uneasy alliance with Belarus triggered additional friction.

Militarizing Society: With a “youth army” and initiatives promoting patriotism, the Russian government is pushing the idea that a fight might be coming.

As an inducement for agreeing to German unification, Mr. Baker offered what he called “ironclad guarantees that NATO’s jurisdiction or forces would not move eastward,” according to a declassified memorandum recording the discussion. 

“There would be no extension of NATO’s jurisdiction for forces of NATO one inch to the east,” Mr. Baker told Mr. Gorbachev, coming back to the formula three times during the conversation. 

Back in Washington, the National Security Council staff was alarmed. The word “jurisdiction” could imply that the NATO doctrine of collective defense would apply only to part of German territory, limiting German sovereignty. It was one thing to agree not to move troops into the East right away, as far as American officials were concerned, but all of Germany had to be part of NATO. 

“The N.S.C. got to him pretty quickly and said that language might be misinterpreted,” Condoleezza Rice, then a Soviet adviser to Mr. Bush and later secretary of state under President George W. Bush, remembered in an interview for a biography of Mr. Baker. 

Mr. Baker got the message and began walking back his words by ditching the term “jurisdiction” from all future discussions. Chancellor Helmut Kohl of West Germany likewise rejected Mr. Genscher’s formulation. 

“I may have been a little bit forward on my skis on that, but they changed it and he knew that they changed it,” Mr. Baker recalled of Mr. Gorbachev. “He never once again in all the months that followed ever raised the question of NATO expanding its jurisdiction eastward. He then signed documents in which NATO did expand its jurisdiction.” 

Understand the Escalating Tensions Over Ukraine

 A brewing conflict. Antagonism between Ukraine and Russia has been simmering since 2014, when the Russian military crossed into Ukrainian territory, annexing Crimea and whipping up a rebellion in the east. A tenuous cease-fire was reached in 2015, but peace has been elusive.

A spike in hostilities. Russia has recently been building up forces near its border with Ukraine, and the Kremlin’s rhetoric toward its neighbor has hardened. Concern grew in late October, when Ukraine used an armed drone to attack a howitzer operated by Russian-backed separatists.

Ominous warnings. Russia called the strike a destabilizing act that violated the cease-fire agreement, raising fears of a new intervention in Ukraine that could draw the United States and Europe into a new phase of the conflict.

The Kremlin’s position. President Vladimir V. Putin of Russia, who has increasingly portrayed NATO’s eastward expansion as an existential threat to his country, said that Moscow’s military buildup was a response to Ukraine’s deepening partnership with the alliance.

A measured approach. President Biden has said he is seeking a stable relationship with Russia. So far, his administration is focusing on maintaining a dialogue with Moscow, while seeking to develop deterrence measures in concert with European countries.

Secretary of State James A. Baker III, right, shaking hands with Soviet leader
Mikhail Gorbachev
during a meeting in 1989.


When Mr. Baker returned to Moscow in May, he offered what were called the nine reassurances, including a commitment to allow Soviet troops in East Germany to remain for a transition period and not extend NATO forces into that territory until they left. This was hardly a promise not to extend the alliance east, but he insisted to the Soviets that this was the best the United States could do. 

Secretary of State James A. Baker III, right, shaking hands with Soviet leader Mikhail Gorbachev during a meeting in 1989.Credit...Dirck Halstead/Getty Images

Mr. Gorbachev eventually agreed. The final treaty unifying Germany later in 1990 barred foreign troops from the old East Germany, but German troops assigned to NATO could be deployed there once Soviet forces withdrew by the end of 1994. Nothing in the treaty addressed NATO expansion beyond that.  

“Now remember, it’s not clear the Soviet Union is going to collapse at this point,” Dr. Rice recalled. “It’s not even clear that the Warsaw Pact is going to collapse. This is about the unification of Germany.” She added, “The expansion of NATO was just not on the table as an issue in ’90-’91.” 

No less a witness agreed than Mr. Gorbachev. “The topic of ‘NATO expansion’ was not discussed at all, and it wasn’t brought up in those years,” he told an interviewer after Russia’s intervention in Ukraine seven years ago. The issue was foreign troops in eastern Germany. “Baker’s statement” about not one inch “was made in that context,” Mr. Gorbachev said. “Everything that could have been and needed to be done to solidify that political obligation was done. And fulfilled.” 

Having said that, Mr. Gorbachev agreed that NATO expansion was unnecessarily provocative. “It was definitely a violation of the spirit of the statements and assurances made to us in 1990,” he said. 

As it happens, one of those who suggested a different approach was Mr. Baker. In 1993, as NATO was contemplating admitting Poland, Hungary and the Czech Republic, he proposed in an op-ed in The Los Angeles Times that the alliance consider another possible member: Russia itself.  

The idea would be to force democratic change before it could join, while making clear that Russia was not an enemy. “For our relations with Russia, it can both encourage reform and hedge our bets against a return to authoritarianism and expansionism,” Mr. Baker wrote. That obviously never happened.   

Why the infatuation with Ukraine. Just like when the USSR caved down it was an implosion, some from within. No armies marched into Russia and it won’t be happening. The last thing Russia has to worry if self defense but that is not what they are involved in. Just like in the USSR is the opposite of defense but offense.

Their leader wants to have command and respect of the world, so behaves just like the USSRAnton Troianovski says:

In speeches, interviews and lengthy articles, President Vladimir V. Putin of Russia and his close associates have telegraphed a singular fixation on Ukraine. The Kremlin thesis goes that Ukrainians are “one people” with Russians, living in a failing state controlled by Western forces determined to divide and conquer the post-Soviet world.  Ukrainians, who ousted a Russia-friendly president in 2014 and are increasingly in favor of binding their country to Western institutions, would largely beg to differ. But Mr. Putin’s conviction finds a receptive ear among many Russians, who see themselves as linked intimately with Ukraine by generations of linguistic, cultural, economic, political and family ties. Russians often view Kyiv, now the Ukrainian capital and once the center of the medieval Kyivan Rus, as the birthplace of their nation. Well-known Russian-language writers, such as Nikolai Gogol and Mikhail Bulgakov, came from Ukraine, as did the Communist revolutionary Leon Trotsky and the Soviet leader Leonid Brezhnev.

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